US Proposes Tougher Adviser Standards

Posted on May 28, 2015 by mvella

While news from the Department of Labor regarding tougher oversight rules for financial professionals has been in the headlines during the past few months, it is important to note that Stegner Investment Associates has always been held to these proposed standards. We are not a broker. We are an SEC Registered Investment Adviser (RIA).

Click on the article link below to learn more about the proposed rules.

tougher-standards
Labor Secretary Tom Perez says, “This rule is intended to provide guardrails but not straitjackets so we know that consumers are getting advice that is in their best interest.” Photo: Andrew Burton/Getty Images

To read the article, click here:
WSJ: Tougher Adviser Standards